Disclosure of SEC-Required Order Execution Information

Rodman & Renshaw, LLC is a NASDAQ market maker. SEC Rule 605 requires OTC market makers, exchange market makers, national securities exchanges, and others to make available monthly reports of statistical data regarding order execution for "covered orders" as defined under the Rule.

 

May 2011 - RODM had no covered orders under Rule 605 for this month 

April 2011 - RODM had no covered orders under Rule 605 for this month  

March 2011 - RODM had no covered orders under Rule 605 for this month 

February 2011 - RODM had no covered orders under Rule 605 for this month 

January 2011 - RODM had no covered orders under Rule 605 for this month 

December 2010 - RODM had no covered orders under Rule 605 for this month

November 2010 - RODM had no covered orders under Rule 605 for this month

October 2010 - RODM had no covered orders under Rule 605 for this month

September 2010 - RODM had no covered orders under Rule 605 for this month

August 2010 - RODM had no covered orders under Rule 605 for this month

July 2010 - RODM had no covered orders under Rule 605 for this month

June 2010 - RODM had no covered orders under Rule 605 for this month 

May 2010 - RODM had no covered orders under Rule 605 for this month

April 2010 - RODM had no covered orders under Rule 605 for this month  

March 2010 - RODM had no covered orders under Rule 605 for this month  

February 2010 - RODM had no covered orders under Rule 605 for this month 

January 2010 - RODM had no covered orders under Rule 605 for this month  

December 2009 - RODM had no covered orders under Rule 605 for this month  

November 2009 - RODM had no covered orders under Rule 605 for this month 

October 2009 - RODM had no covered orders under Rule 605 for this month

September 2009 - RODM had no covered orders under Rule 605 for this month

August 2009 - RODM had no covered orders under Rule 605 for this month

July 2009 - RODM had no covered orders under Rule 605 for this month

June 2009 - RODM had no covered orders under Rule 605 for this month

May 2009 - RODM had no covered orders under Rule 605 for this month

April 2009 - RODM had no covered orders under Rule 605 for this month 

March 2009 - RODM had no covered orders under Rule 605 for this month

February 2009 - RODM had no covered orders under Rule 605 for this month

January 2009 - RODM had no covered orders under Rule 605 for this month

December 2008 - RODM had no covered orders under Rule 605 for this month

November 2008 - RODM had no covered orders under Rule 605 for this month 

October 2008 - RODM had no covered orders under Rule 605 for this month 

September 2008 - RODM had no covered orders under Rule 605 for this month 

August 2008 - RODM had no covered orders under Rule 605 for this month 

July 2008 - RODM had no covered orders under Rule 605 for this month

June 2008 - RODM had no covered orders under Rule 605 for this month

May 2008 - RODM had no covered orders under Rule 605 for this month

April 2008 -RODM had no covered orders under Rule 605 for this month

March 2008 -RODM had no covered orders under Rule 605 for this month 

February 2008 -RODM had no covered orders under Rule 605 for this month 

January 2008 - RODM had no covered orders under Rule 605 for this month 

December 2007 - RODM had no covered orders under Rule 605 for this month

November 2007 - RODM had no covered orders under Rule 605 for this month

October 2007 - RODM had no covered orders under Rule 605 for this month

September 2007 - RODM had no covered orders under Rule 605 for this month